Sean T Prosser

Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission (SEC); U.S. Department of Justice (DOJ); Financial Industry Regulatory Authority (FINRA); NYSE; NASDAQ and other stock exchanges; California Department of Corporations; U.S. Department of the Treasury, including Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC); Public Company Accounting Oversight Board (PCAOB); and Internal Revenue Service (IRS).